illegal short selling 非法賣空
illegal short selling
繁:非法賣空
简:非法卖空
證監會公布,東區裁判法院今天在陳小娣及其姊陳昉妤於證監會提出的檢控中承認非法賣空的控罪後,裁定二人罪名成立,被判處罰款11.4萬元及被命令須向證監會支付調查費用。
兩名散戶被裁定非法賣空罪成 罰款11.4萬元(2022年8月18日)。明報,取自https://bit.ly/3dBp4Nf
The Eastern Magistrates’ Court today convicted Ms Chan Siu Tai and her sister Ms Janice Chan after they pleaded guilty to illegal short selling in prosecutions brought by the Securities and Futures Commission (SFC).
Retail investors convicted and fined for illegal short selling (2022, Aug 18). Securities and Futures Commission. Retrieved from https://apps.sfc.hk/edistributionWeb/gateway/EN/news-and-announcements/news/doc?refNo=22PR64