Securities and Futures Commission (SFC) 證券及期貨事務監察委員會(證監會)
Securities and Futures Commission (SFC)
繁:證券及期貨事務監察委員會(證監會)
简:证券及期货事务监察委员会(证监会)
耀才證券國際(香港)因容許刊登一則包含虛假及/或具誤導性資料的廣告,遭證券及期貨事務監察委員會譴責及罰款70萬元。
證監會譴責耀才證券並罰款70萬(2014年7月29日)。信報,取自http://www2.hkej.com/instantnews/hongkong/article/405851
HSBC has been fined HK$2.5 million by Hong Kong’s Securities and Futures Commission and publicly reprimanded for regulatory breaches when trading in futures and options contracts, and for failing to have sufficient internal controls in place to prevent such breaches occurring.
John, A. (2016, September 14). SFC fines HSBC HK$2.5 million for breaching trading rules. South China Morning Post. Retrieved from http://www.scmp.com/business/banking-finance/article/2019361/sfc-fines-hsbc-hk25-million-breaching-trading-rules